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1201 Elm Street, Suite 3500  Dallas, TX 75270 | Phone: 214.859.6735  Fax: 214.859.5639

May 19, 2009

RE:      Important Information Regarding Tower Asset Management, LLC.

Dear Valued Client:

The Investment Advisers Act of 1940 (the “Act”) is the federal law which guides and controls our relationship with you.  Under the Act and our Investment Advisory Agreement we are required to inform you regarding any material changes that impact our company functions and services provided to you. Therefore, in order to comply with the Act, we regret to inform you that Tower Asset Management will cease all of its asset management and business operations on June 30, 2009. 

The Tower Asset Management employees will continue to finalize activities necessary to conclude the unit's business operations. In addition, we anticipate continuing our operations without any reduction in our level of service to you until the above listed date.  Thank you for the confidence you have placed in our firm.

For more information please contact your representative or custodian.

Very truly yours,

ATubb sig

 

Allen R. Tubb

Secretary

 

 
 
HOW TO REACH US
Address:
Southwest Securities, Inc.   1201 Elm Street, Suite 3500
Dallas, TX 75270
Phone: (214) 859-6735
Fax:     (214) 859-5639
 
© 2009 Southwest Securities, Inc.  All rights reserved.